Keep up with the latest insights, trends and expert commentary on financial regulations.
In a rare move, the Justice Department reversed course, filing an Amicus Brief in support of a ruling by a panel of the DC Circuit Court declaring the current structure of the Consumer Financial Protection Bureau (CFPB) to be unconstitutional. Although the CFPB is an independent agency which may represent itself in court, for this litigation, which began during the…
True Financial Industry Reform Will Take an Act of Congress: The Impact of Trump’s Financial Industry Executive Orders
With two releases, Trump made good on his promise to reform regulation of the financial industry. However, the nature of agencies regulating the sector requires that he receive an assist from Congress to effectuate real change. On February 3, the industry saw its first simultaneous act to dismantle the Dodd-Frank Act. President Trump issued an Executive Order on Core Principles…
Financial Regulatory Change Management, Revisited.
Abstract: The financial services industry is facing “mountains and mountains of regulation.” A recent Boston Consulting Group survey stated that the number of regulatory rule changes that banks must track on a daily basis has tripled since 2011, to an average of 200 revisions a day. Download this whitepaper to learn more about the challenges financial organizations face in managing regulatory changes. The paper outlines the transformational role that properly implemented AI-driven solutions can play in lowering the burden of regulatory change management for financial services organizations.
Effective regulatory change management
Abstract: American banks are regulated by various federal agencies such as the FDIC and OCC, as well as state regulators.
Download this case study to learn more about how Bank of Marin’s compliance team uses the Compliance.ai solution to effectively manage and research regulatory changes relevant to their organization.
Enforcement Actions published in the past 12 months, as of May 2017.
Agency publications over 6 months, as of May 2017.
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