Keep up with the latest insights, trends and expert commentary on financial regulations.
How Automation Makes Compliance Easier for Banks Regulatory compliance is both a necessary and costly business expense for banks. In an era of global trade and ever-changing regulations, the burden of compliance can be overwhelming for financial institutions. Traditionally, a dedicated compliance staff is necessary to review regulatory compliance filings, and stay abreast of new regulations and proposed rules in…
We are excited to share with you that Compliance.ai was shortlisted for Best Application of AI for Financial Services at the AIconics Awards, the world’s only independently-judged awards celebrating Artificial Intelligence for Business, which was announced at The AI Summit San Francisco last week. AI Business, the organizer of the Summit, noted this year's awards program: "Following the significant advances made in recent AI technologies…
Financial Regulatory Change Management, Revisited.
Abstract: The financial services industry is facing “mountains and mountains of regulation.” A recent Boston Consulting Group survey stated that the number of regulatory rule changes that banks must track on a daily basis has tripled since 2011, to an average of 200 revisions a day. Download this whitepaper to learn more about the challenges financial organizations face in managing regulatory changes. The paper outlines the transformational role that properly implemented AI-driven solutions can play in lowering the burden of regulatory change management for financial services organizations.
Effective regulatory change management
Abstract: American banks are regulated by various federal agencies such as the FDIC and OCC, as well as state regulators.
Download this case study to learn more about how Bank of Marin’s compliance team uses the Compliance.ai solution to effectively manage and research regulatory changes relevant to their organization.
Enforcement Actions published in the past 12 months.
Agency regulatory publications over 6 months.
Sign up for our newsletter
Keep up to date with the latest trends and expert commentary on financial regulatory compliance.
Sign up to our weekly newsletter.